Sarbanes-Oxley : building working strategies for compliance /
Terence Sheppey and Ross McGill.
- Basingstoke [England] ; New York : Palgrave Macmillan, 2007.
- xxiii, 416 p. : ill. ; 24 cm.
- Finance and capital markets .
Series from jacket.
Includes bibliographical references (p. 406-408) and index.
What is Sarbanes-Oxley? -- Background and legislative trends -- Perspectives for the financial sector -- An overview of the Act -- Why are financial services affected? -- The public face : financial reporting -- The impact of cost -- Responsibility -- Internal auditing -- External auditing -- Building the strategy -- The compliance process -- Compliance with Section 302 -- Compliance with Section 404 -- Compliance with other relevant sections -- Compliance in the supply chain -- Internal controls -- Documentation, testing, and evaluation -- Process and the organization : policies and behavior -- Risk management -- Intellectual capital -- Information security -- Frameworks for compliance : COSO and COBIT -- Methodologies and frameworks -- Professional service providers and best practice -- The benchmark solution.
9780230006782 (hardback) 0230006787 (hardback)
2006051222
GBA660486 bnb
013507439 Uk
United States. Sarbanes-Oxley Act of 2002.
Corporations--Accounting--Law and legislation--United States. Financial statements--Law and legislation--United States. Directors of corporations--Legal status, laws, etc.--United States. Corporate governance--Law and legislation--United States.