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Sheppey, Terence. 1950-

Sarbanes-Oxley : building working strategies for compliance / Terence Sheppey and Ross McGill. - Basingstoke [England] ; New York : Palgrave Macmillan, 2007. - xxiii, 416 p. : ill. ; 24 cm. - Finance and capital markets .

Series from jacket.

Includes bibliographical references (p. 406-408) and index.

What is Sarbanes-Oxley? -- Background and legislative trends -- Perspectives for the financial sector -- An overview of the Act -- Why are financial services affected? -- The public face : financial reporting -- The impact of cost -- Responsibility -- Internal auditing -- External auditing -- Building the strategy -- The compliance process -- Compliance with Section 302 -- Compliance with Section 404 -- Compliance with other relevant sections -- Compliance in the supply chain -- Internal controls -- Documentation, testing, and evaluation -- Process and the organization : policies and behavior -- Risk management -- Intellectual capital -- Information security -- Frameworks for compliance : COSO and COBIT -- Methodologies and frameworks -- Professional service providers and best practice -- The benchmark solution.

ISBN: 9780230006782 (hardback) 0230006787 (hardback)

LCCN: 2006051222

Nat. Bib. No.: GBA660486 bnb

Nat. Bib. Agency Control No.: 013507439 Uk

Subjects--Corporate Names:
United States. Sarbanes-Oxley Act of 2002.

Subjects--Topical Terms:
Corporations--Accounting--Law and legislation--United States.
Financial statements--Law and legislation--United States.
Directors of corporations--Legal status, laws, etc.--United States.
Corporate governance--Law and legislation--United States.

LC Class. No.: KF1446 / .S527 2007

Dewey Class. No.: 346.730664 / SHS 2007